October 25, 2017 Luncheon Meeting

paula_p6oscdq22017-10-04T11:42:47-04:00J. Christopher Giancarlo, Chairman of the U.S. Commodity Futures Trading Commission, will be our guest speaker at the Exchequer Club luncheon on Wednesday, October 25, 2017. Mr. Giancarlo was unanimously confirmed as Chairman of the U.S. Commodity Futures Trading Commission by the U.S. Senate on August 3, 2017. Prior to becoming Chairman, Mr. Giancarlo was designated Acting Chairman on January 20, 2017 and was nominated by President Trump to serve as the Chairman on March 14, 2017 to a term that expires in April 2019. Mr. Giancarlo had served as a CFTC Commissioner since his swearing in on June...

September 20, 2017 Luncheon Meeting

paula_p6oscdq22017-08-15T09:07:31-04:00Robert W. Cook, President and CEO of FINRA, and Chairman of the FINRA Investor Education Foundation, will be our guest speaker at the Exchequer Club luncheon on Wednesday, July 20,2017. From 2010 to 2013, Mr. Cook served as the Director of the Division of Trading and Markets of the U.S. Securities and Exchange Commission. Under his direction, the Division’s professionals were responsible for regulatory policy and oversight with respect to broker-dealers, securities exchanges and markets, clearing agencies and FINRA. In addition, the Division reviewed and acted on proposed rule filings and new product listings from self-regulatory organizations, including the securities exchanges...