paula_p6oscdq2Robert W. Cook, President and CEO of FINRA, and Chairman of the FINRA Investor Education Foundation, will be our guest speaker at the Exchequer Club luncheon on Wednesday, July 20,2017. From 2010 to 2013, Mr. Cook served as the Director of the Division of Trading and Markets of the U.S. Securities and Exchange Commission. Under his direction, the Division’s professionals were responsible for regulatory policy and oversight with respect to broker-dealers, securities exchanges and markets, clearing agencies and FINRA. In addition, the Division reviewed and acted on proposed rule filings and new product listings from self-regulatory organizations, including the securities...
paula_p6oscdq2Keith A. Noreika, Acting Comptroller of the Currency, will be our guest speaker at the Exchequer Club luncheon on Wednesday, July 19, 2017. Mr. Noreika became the Acting Comptroller on May 5, 2017. Prior to becoming Acting Comptroller, Mr. Noreika advised regional, multinational and other banks on banking regulation and related litigation as a partner and member of the Financial Institutions Practice at Simpson Thacher & Bartlett LLP, and before that, as a partner at Covington & Burling LLP. He has represented national banks before the U.S. Supreme Court, the U.S. Courts of Appeals, and the U.S. District Courts.
paula_p6oscdq2Thomas Farley, President of the New York Stock Exchange Group, will be our guest speaker at the Exchequer Club luncheon on Wednesday, June 21, 2017. Mr. Farley has served as President of the NYSE since May 2014. Mr. Farley previously served in the roles of Chief Operating Officer of the NYSE at Intercontinental Exchange (ICE), Senior Vice President of Financial Markets and President of ICE Futures US, and Chief Operating Officer of ICE Futures US, among others.
paula_p6oscdq2The May 17, 2017 Luncheon Meeting for The Exchequer Club will be held at The Willard InterContinental Hotel, 1401 Pennsylvania Avenue, NW, in the Crystal Room (Lobby Level) beginning at 12:00 noon. Our Featured Speaker will be Eugene Ludwig. Eugene Ludwig is Founder and Chief Executive Officer of the Promontory Financial Group.
paula_p6oscdq2The April 19, 2017 Luncheon Meeting for The Exchequer Club will be held at the Mayflower Hotel in the Chinese Room on the main level beginning at 12:00 noon. Our Guest Speaker will be David Hirschmann. David Hirschmann is President and CEO of the Center for Capital Markets Competitiveness and Global Intellectual Property Center, U.S. Chamber of Commerce.
paula_p6oscdq2The March 15, 2017 meeting for the Exchequer Club of Washington, D.C. will be held at the Mayflower Hotel, 1127 Connecticut Avenue, NW, Washington, DC, in the East Ball Room on the main level beginning at 12:00 noon. Our guest speaker will be French Hill, U.S. Representative, 2nd Congressional District of Arkansas.