September 20, 2017 Luncheon Meeting

Robert W. Cook, President and CEO of FINRA, and Chairman of the FINRA Investor Education Foundation, will be our guest speaker at the Exchequer Club luncheon on Wednesday, July 20,2017.
From 2010 to 2013, Mr. Cook served as the Director of the Division of Trading and Markets of the U.S. Securities and Exchange Commission. Under his direction, the Division’s professionals were responsible for regulatory policy and oversight with respect to broker-dealers, securities exchanges and markets, clearing agencies and FINRA. In addition, the Division reviewed and acted on proposed rule filings and new product listings from self-regulatory organizations, including the securities […]